Is the Doctrine of
Pre-emption
a Legitimate Element of the
Just War Tradition?
presented to the
Joint Services Conference on Professional Ethics
Washington, DC
27 January 2005
Robert G Kennedy, PhD
Professor of Management
and Catholic Studies
University of St Thomas
Mail #55-S
St Paul, MN 55105
VOX: 651 962 5140 FAX:
651 962 5710
e-mail: rgkennedy@stthomas.edu
The
present-day conception of “aggression,” like so many strongly influential
conceptions, is a bad one. Why must
it be wrong to strike the first blow in a struggle? The only question is, who
is in the right?
G E M Anscombe
“War and Murder” (1961)
The
line between legitimate and illegitimate first strikes is not going to be drawn
at the point of imminent attack but at the point of sufficient threat. The
phrase is necessarily vague. I mean it to cover three things: a manifest intent
to injure, a degree of active preparation that makes that intent a positive
danger, and a general situation in which waiting, or doing anything other than
fighting, greatly magnifies the risk.
Michael Walzer
Just and Unjust Wars (1992)
J |
ust war theory is commonly, and
rightly, seen to be an alternative both to pacifism and to permissivism (which
denies that war needs to be justified if it is expedient). What is not so
clearly seen is that the tradition of just war thinking is not a singular body
of thought maintained over the centuries but rather a collection of traditions,
each sharing some common elements and each having its distinctive
characteristics. Contemporary discussions about war, while still involving
pacifist and permissivist voices, can be particularly vexed among those who
claim to speak within the just war tradition. Passionate disagreements about
what is just and unjust seem more characteristic of these discussions than
widespread consensus.
These difficulties pertain both
to jus ad bellum and jus in bello criteria (the recent
conflicts about torture and interrogation techniques being an example of the
latter). While important problems persist in regard to issues of legitimate
authority as well as right intention (two of the three traditional jus ad bellum criteria), our purpose in
this paper will be to examine a particular aspect of the criterion of just
cause, specifically the question of whether a nation may ever justly attack
another nation which appears to threaten grave harm to the first. To do this we
will first consider the characteristics of the different versions of the just
war tradition with a view to clarifying the foundations of an answer to the
problem.
Four Traditions of Just War
Thinking
It seems likely that as long as
man has engaged in war, he has raised questions about the justice of his
actions. In the West, the reflections provoked by these questions led to the
development of the just war tradition. Over more than 2,000 years, this
tradition has been shaped by differing political and philosophical contexts. At
least five distinct versions, or traditions, can be identified.[1]
The Ancient Tradition
In the West, systematic thinking about
the justice of war goes back at least to the ancient Greeks, and the time of
Socrates, Plato, and Aristotle. To the Greeks and Romans, it was difficult to
conceive of the world as a human community. It was instead a world of great
diversity: of languages, of laws and customs, of gods and religions. It was a
world of conflict and competition, where the weak were far too often at the
mercy of the strong. Nevertheless, it was also a world in which questions of
justice were posed.
Aristotle understood that peace
is much to be preferred over war, and that civil leaders ought to direct every
effort (including military activities) to the establishment of an enduring
peace.[2]
Nevertheless, he acknowledged that war is at times necessary and that a
community ought to be prepared for it. He denied that waging war in order to
dominate one’s neighbors was “useful or right,” nor should a community go to
war to enslave another community that does not deserve to be enslaved.
Legitimate reasons for war were defense of the community, the extension of
empire for the sake of those who would be governed, and the enslavement of
those people who deserved to be enslaved. (These last two causes did not find
their way into classic just war theory!)
Though the Greek philosophers brought
order to so many branches of learning, they did not develop a detailed
framework for thinking about the morality of war. That remained for the Romans,
who were perhaps more deeply motivated by their passion for law. In the writing
of Cicero and other Roman thinkers we find the basic elements of what we
recognize as just war criteria, particularly the need for legitimate authority
and a just cause.[3]
On Cicero’s view, a war is unlawful unless formally declared and provoked by
the need either to defend the community or to recover what has been taken.
On one level, the concern for
justice had a religious foundation in this period. The Greeks and the Romans,
quite like the uncivilized peoples with whom they were often at war, were
concerned about the will of the gods. War has always been a serious undertaking
and it was normal to make some effort to determine whether the gods favored a
prospective war. Various customs developed to address this concern and they
persisted even after the leaders involved no longer worried much about being
assured of the gods’ favor.
By the time of Cicero, however,
and under the influence of Stoic thought, the concept of a jus naturale, a natural law, began to influence thinking about
justice. Whether or not the gods interfered directly in the affairs of men,
there was nonetheless a law that measured human actions. This law of nature was
not the creation of human minds and there were always consequences of violating
it. As a result, it was important to consider serious decisions like war in
light of this natural law. Choices that violated this law would not turn out
well.
One implication of this theory of
law was its universality. Given a law of nature binding on all rational beings,
there must be a fundamental equality between peoples and communities. As a
result, Cicero and the Stoics rejected the Greek view that some people were
slaves by nature and that more civilized peoples could legitimately make them
slaves in fact. Such an objective could never be a lawful reason for going to
war.
Strictly speaking, the just war
tradition did not begin as a tool for constraining war-minded leaders. The
Greeks and the Romans both regarded war as a normal part of human life, even as
they recognized that there were many bad reasons for engaging in it. Wise
leaders would seek to avoid war but they also knew that sometimes war could not
or should not be avoided. The ancient just war tradition, such as it was (and
it was never developed in great detail), was an attempt to think about the circumstances
in which war could be pursued in conformity to the natural law.
The fact that a great many wars
in the ancient world, perhaps the vast majority, were not just in light of this
tradition does not invalidate its legitimacy.
The Augustinian Tradition
Though not the first Christian
thinker to turn his attention to the question of the moral legitimacy of war,
Augustine was particularly influential, especially in the Latin church. He
appropriated what was by then a set of familiar categories and recast and
augmented them in light of Christian moral theology. He brought to the
discussion a Roman realism about the inevitability of war as a feature of human
life, but he explained this inevitability as a consequence of original sin. As
one scholar has observed, “Wars are inevitable as long as men and their
societies are moved by avarice, greed, and lust for power, the permanent drives
of sinful men.[4]
For Augustine, as for Aristotle
and Cicero, the ultimate objective of war is peace. But Augustine understood
peace, which he defined in the classic phrase, tranquilitas ordinis, the tranquility of order, as something more
profound than what his predecessors imagined. War is occasioned, and may be
rightly pursued (other conditions being satisfied) when the proper order of the
human community is disrupted. In general, he said in a phrase much quoted in
later centuries, a just war is one which seeks to redress or avenge injuries (ulciscuntur iniurias).
Augustine was under no illusion
about most of the wars in the earthly city, which were waged not to establish
authentic peace but to secure domination. Whatever peace resulted from this was
merely a temporary respite from further fighting. Still, war might be lawfully
waged if it aimed at the defense of the community or at the punishment of a
state which refused to return property that it had taken or to make reparations
for the harms it (or its subjects) had done.
Augustine’s formulations shaped
the medieval discussion of lawful. This discussion was pursued by two groups,
scholars of law and theologians. While these two groups maintained contact with
one another they nevertheless pursued their development of the tradition
independently. Though the lawyers are less well known, they had a keener
interest in the topic and produced a more systematic framework.[5]
Concerning the matter of just case for war, there was common agreement that war
could be pursued to “repel invasion, to recover property, and to avenge prior
injuries.”[6]
The lawyers also discussed the
issue of proper authority. There was common agreement that no civil leader had
authority to wage war if he himself had a superior, but this commonality broke
down when it came to applying the principle to concrete cases.[7]
The Middle Ages were a period in which the authority of the emperor was not an
empty idea, but in which it was increasingly difficult to acknowledge that
authority as effective. By the 13th century, changes in political structure
that would lead to the modern nation-state were well under way. These changes
entailed the demise of imperial power and authority in much of western Europe,
and so the lawyers differed as to who, in fact, possessed the authority to
declare war. In the end, though, the principle remained intact—that only a
civil authority without a superior could declare war—even if the application
was in dispute.
On the theological side, Thomas
Aquinas (1224-1274) would adopt Augustine’s thinking and neatly summarize it in
the three familiar jus ad bellum
criteria: legitimate authority, just cause and right intention. Beyond this he
added relatively little to the development of the just war tradition. Aquinas’s
only treatment of the topics of law and war are to be found in his Summa theologiae.[8]
His influence on the Scholastic discussions of law and war was, in some sense,
out of proportion with the very brief attention he gives to the topics in his
six-million-word body of work. No doubt this is a consequence of his towering
reputation as a theologian, but one effect of this is that the very real
development of these topics that his early modern successors achieved is often
overlooked.
The Natural Law Tradition[9]
The two streams of thought that
worked their way through the Middle Ages, the legal and the theological, came
together in a number of Catholic and Protestant writers working in the 16th and
17th centuries.[10]
Whatever their particular differences might have been, they all worked within a
more or less commonly accepted tradition of natural law, and drew the framework
for their consideration of lawful war from the work of their Ancient and
Augustinian predecessors.[11]
This tradition begins with the
well-known distinction between natural and positive human law. On this view,
natural law is a regularity in human affairs that is recognized by right reason
but which is not, strictly speaking, the creation of the human mind. For free
human choices, natural law is the analog of physical law for inanimate bodies.
A stone has no choice but to conform to the physical law of gravity, for
example, and human persons, though they may choose freely to violate the
natural law, cannot do so with impunity. It was in this conceptual context that
the authors of the Natural Law tradition set out to examine the question of
lawful and just wars.[12]
They first distinguished between
aggressive war and lawful war, where aggressive war was pursued for one or more
of the unjust purposes that earlier tradition identified, such conquest, greed,
and so on.
In the category of lawful war,
they further distinguished between defensive and offensive wars, a distinction
that has not been continued in modern discussions of just war theory. On their
account, a defensive war is one which is waged to repel an unjust attacker or
to prevent such an attack from occurring. By contrast, an offensive war is one
which seeks to remedy a wrong that has already occurred.
For example, if a nation should
come under attack, the war it pursues to thwart the attacker at the time of the
attack, or to prevent the attacker from succeeding in his attempt to seize its
territory, is a defensive war. Should the attacker be successful in occupying
the other nation’s territory, the occupied nation (and its allies) might very
well still be justified in taking military action to force the aggressor to quit
the occupation. In such a case, though, the war would be offensive.[13]
A similar distinction would hold in the situation of an individual resisting a
burglar caught in the act and that same individual attempting to recover stolen
property from the burglar at a later time.
In every case, however, whether
defensive or offensive, no war may be lawfully waged unless there has been a
prior wrong.[14]
The absence of a prior wrong would put military action into the unlawful
category of aggressive war.
The Natural Law theorists also
considered the question of proper authority. They typically addressed the
question by acknowledging that the law of nature gives each individual the
right to defend himself against attack, and that princes and nations possess
the same right. Thus Suarez could say, “I hold . . . that a sovereign prince
who has no superior in temporal affairs, or a state which has retained for
itself a like jurisdiction, has by natural law legitimate power to declare
war.”[15]
Other writers would add the qualification that a subordinate prince (or state)
has a contingent authority to declare war in the event that the superior to
which it is bound is negligent in vindicating the rights of the subordinate.
More directly related to the
topic of this paper is the question of whether the Natural Law theorists would
consider pre-emptive military action to fall within the category of lawful war.
Other relevant conditions being met, it is clear that in their minds
pre-emptive action can indeed be lawful, and lawful as a matter of defensive
war.
A very strong case (probably too
strong) is offered for this position by Alberico Gentili (1552-1608).[16]
He wrote, “One ought not to delay, or wait to avenge at one’s peril an injury
which one has received, if one may at once strike at the root of the growing
plant and check the attempts of an adversary who is meditating evil.”[17]
And again, “A defense is just which anticipates dangers that are already
meditated and prepared, and also those which are not meditated, but are
probable and possible.”[18]
Harsh words, for they suggest
that a nation may be justified in beginning a war on the suspicion that another
nation may be preparing for war, or doing no more than developing the capacity
for war. In the same chapter in which he makes these remarks, however, Gentili
tempers them by noting that fear alone does not make a cause for war just.
A more typical treatment can be
found in Grotius, who observes “A just cause then of war is an injury, which
though not actually committed, threatens our persons or property with danger.”[19]
He adds further, “The danger must be immediate, which is one necessary point. .
. . But they are themselves much mistaken, and mislead others, who maintain
that any degree of fear ought to be a ground for killing another, to prevent
his supposed intention.”[20]
In sum, it may be lawful to bring
an attack against another nation if that other nation poses a serious and
“immediate” threat to the persons or property of one’s own nation.
While the Natural Law theorists
are prepared to defend this position, they are not entirely comfortable with
its implications. The obvious difficulty is that the authority who must decide
to begin the war may very well not be in a position to know with certainty that
the enemy is about to attack. Our writers are generally agreed that fear of
attack is not in itself sufficient to provide a just cause, despite Gentili’s
comments. On the other hand, this same authority has a duty to protect his
people and their property.
Suarez addresses this question
directly and insists that the prince or other authority must examine the facts
diligently and make every effort to avoid war.[21]
He ought to consult others to ensure that he is judging the situation
correctly. If he does make such a diligent examination, free from personal
prejudice as to the outcome of the examination, and is supported in his
judgment by wise and just counselors, then he is morally free to move forward.
The Modern Tradition
It is worth noting that just war
thinking is not merely an academic exercise; it is thinking about practical
morality and it has (or is intended to have) practical consequences. As such it
is also in every era influenced by practical realities, from political
structures to technologies to religious convictions. The history of just war
thinking suggests that, while its fundamental principles may be preserved from
one period to another, the application of these principles is subject to
variation.
This description, though, may not
be entirely true of the modern period. In one’s own time it is always difficult
to see the general characteristics and trends that will be so obvious to later
historians. Still, it seems to me that there is probably no such thing as a
unified modern just war theory. No doubt, there are any number of voices who
embrace the concept of a just war but it is not clear (to me at least) that
there is common agreement on the philosophical foundations or the conceptual
details. More is at stake here than simply disputes about particular
applications of principle; I think there are disputes about the principles
themselves.
I realize that any attempt to
describe in a general way what we might call the Modern tradition will
certainly be open to objection, but then a comprehensive description is not the
purpose of this paper. Nevertheless, I believe there are some features of the
contemporary discussion of just war theory that distinguish it from earlier
traditions. In what follows, I will try very briefly to identify some of these
features.[22]
One important characteristic of
the modern discussion is the abandonment of a natural law foundation for the
theory in favor of grounding it instead in positive international law. This is
in sharp contrast with the theorists of the Natural Law tradition, who were
also engaged in crafting a theoretical framework for positive international
law, and who understood positive law to be subordinate to natural rights.
International law, on their view, could (and should) provide for the resolution
of disputes between nations but it could not extinguish the natural right of
nations to provide for their own defense against aggressors. It seems as though
for many contemporary just war theorists the right of self-defense is not
understood to be natural but rather to be a creation of international law, and
therefore subject to the constraints of law. While nations may be sovereign as
regards their domestic affairs, they are not autonomous as regards defense of
the common good.
Another feature is just this
commitment to national sovereignty as regards domestic affairs. In the
Augustinian and Natural Law traditions princes and states were not considered
to be entirely immune from interference in their domestic affairs and it was
considered legitimate for others to come to the aid of peoples living under an
oppressive ruler. Furthermore, the Augustinian idea that all just war has a
punitive character survived to some degree even in the Natural Law tradition
and grounded the conviction that princes and states could be punished by other
states for their misbehavior. Needless to say, contemporary just war theory
does not welcome this view and the practice of the international community
(e.g., Bosnia, Ruanda, the Sudan, etc) reflects this.
Similarly, the question of
legitimate authority has been obscured by the ambiguous position of the United
Nations. The just war tradition, in both its Augustinian and Natural Law
versions, could very well accommodate a supra-national authority (an emperor or
pope, for example) which could replace national leadership as a legitimate
authority in resolving disputes and declaring war. At the same time, writers in
these traditions were quite clear that a community’s right of self-defense was
not extinguished but merely replaced by the duty of the superior authority to
provide security and vindication of rights. In cases of negligence or failure
on the part of the superior authority, the inferior community’s right to
declare and wage war was revived. The evident failure of the United Nations to
provide security and to vindicate rights is often not taken in the modern
discussion to be an abdication of its authority with regard to war.
Finally, there is in the modern
conversation a quite rational apprehension about the destructive power of war.
In a civilization traumatized by the horrible experiences of two world wars and
the development of weapons of indiscriminate and mass destruction, the problem
of proportionality seems to have crowded out the question of justice. If no war
can be limited in scope, as seemed to many in the closing decades of the
twentieth century to be the case, then can any cause sufficiently justify war?
And if not, has the just war tradition, in all its forms, become nothing more
than an historical relic?[23]
One consequence of this is the
contemporary conviction that only defensive wars can be just.[24]
If this were so, then the entire category of lawful offensive war is abandoned
in the modern tradition and military actions undertaken to recover what has
been stolen (e.g., Kuwait 1991) or to punish an aggressor (e.g., Baghdad 1993)
must be regarded as unjust.
If this description is reasonably
accurate, or if it describes a trend in modern just war thinking, then it seems
to me that the modern tradition does constitute a rejection of important
elements of classic just war thinking. Unfortunately, the result, I think, will
be increased polarization in discussions about the use of military force,
toward the extremes of pacifism and permissivism.[25]
This need not be the case. The
modern tradition, shaped as it has been by the Cold War, may not contain the
resources to deal effectively with new challenges posed by asymmetric warfare
and international terrorism. Classic just war thinking, however, constitutes a
theoretical framework that is robust
enough to contend with the unique problems of modernity. The question of lawful
pre-emption is an example.
Pre-emption: An Application of
the Classic Tradition
As established above, the Natural
Law tradition of just war thinking accommodates a situation in which one state
lawfully strikes at another in an attempt to prevent unjust aggression, a kind
of anticipatory defensive war. The consensus among the theorists of this
tradition is that the state which makes the pre-emptive attack must be quite
sure that the attack is planned and that it would take place in the very near
future unless prevented. They are aware that there is a problem concerning the
objectivity of a leader considering a pre-emptive attack, but they are content
to say that if the leader has made a diligent inquiry, is sure of his facts,
has no reasonable alternative to war, and is motivated by the right intention
of protecting his people, he acts lawfully. They also acknowledged that anxiety
that an enemy might someday be in a position to do unjust harm does not
constitute sufficient reason for going to war. All in all, this seems not to
have been a controversial matter among them.
Building upon this position, I
would like to propose a modest development of the doctrine of lawful
pre-emptive war and to distinguish it from what has come to be called
“preventive” war.
Assuming legitimate authority and
right intention, the key question concerning pre-emptive action has to do with
just cause. We may sketch out the conditions for lawful action according to the
common just cause categories of prior wrong, proportionality, prospect of
success, and last resort.
1. Prior Wrong: The decision maker must know beyond a reasonable doubt
that the enemy a) possesses the capacity to do serious harm, b) actively wills to
do such harm unjustly, and c) is making progress in a series of steps actually
aimed at doing such unjust harm.
A community is
actually harmed when it is threatened with serious injury. It is not the case
that the community must actually suffer an injury before the criterion of prior
wrong is satisfied. However, the threat in the relevant sense if an enemy
merely possesses the capacity and has the will to use that capacity. The enemy
must actually begin taking steps aimed at implementing his harmful intent, even
if the process is a long one.
2. Proportionality: The wrong threatened cannot be minor. The use of
military force must not be significantly more damaging to all concerned (with
special consideration given to civilians) than the unjust harm prevented by the
action.
For example,
Augustinian and even Natural Law theorists were sometimes willing to accept
challenges to the honor of a prince or a nation as proportionate to war. We are
unlikely to do so, but we can recognize that failure to respond in some
proportionate way (which might include the very limited use of military force)
to minor provocations may lead enemies to conclude that a nation is vulnerable
to much more serious attacks. Other conditions being satisfied, such
proportionate responses would be lawful.
3. Prospect of Success: It must be reasonable to conclude that
pre-emptive action can effectively impede or interrupt the series of steps
begun by the enemy that will eventually result in unjust harm.
4. Last Resort: The distinctive character of pre-emptive action is
especially evident in the application of the criterion of last resort. In
general, this criterion is satisfied if it is reasonably judged that the series
of steps leading to unjust harm cannot be impeded or interrupted by any
available means other than military action.
In this
context, we must consider the problem of what it means to say that an attack
must be imminent. The Natural Law theorists who discussed this, as we have
noted, generally said that the fear of attack was not enough to provide just
cause. Some, like Grotius, said that the prospect of attack must be immediate.
Which is usually taken to mean that pre-emptive action becomes lawful when an
unjust attack is only a short time away. In technically primitive societies
this might be all we need to say. However, in the modern situation,
characterized as it is by international terrorism, it is necessary to define
imminence more precisely. It cannot simply mean that something is about to
happen in a short period of time.
I suggest that
the relevant meaning of imminence has to do with the concept of a series of
steps to be undertaken in order actually to bring about unjust harm. This harm
is imminent when the process
approaches the point in the series of steps after which it is not possible for
the target community to prevent the harm from occurring.
For example,
suppose that a nation possesses the capacity to launch a missile from a
submarine with significant destructive capability. A series of steps must be
taken before actual harm can be done to anyone. The submarine must travel to a
suitable launch site, the missile must be prepared and programmed, the launch
sequence must be executed, and so on. Assuming that the target possesses not
effective missile defense, the point after which it is impossible for the
target to prevent the harm is the moment of launch. This is likely to be a
relatively short time before the harm is actually suffered.
But suppose a
different scenario. Imagine a situation in which a nation possesses a compact
nuclear weapon that it is willing to sell. Suppose, too, that there is a buyer
representing an international terrorist organization. Once the weapon has
passed into the hands of the terrorists it is likely that the target community
can no longer frustrate their intention to do them unjust harm. As a
consequence, the threat becomes imminent
at the point at which such a transfer takes place, even though this might be
days, months, or even years before the actual harm is done.
To summarize, I believe it is
consistent with the Augustinian and Natural Law traditions of just war
thinking—though perhaps not with the Modern tradition—to conceive of the
lawful, pre-emptive use of military force along the lines just described.
Such pre-emptive action must,
however, be distinguished from preventive action, which would ordinarily not be
lawful. Preventive action would be action undertaken in the absence of a just
cause, as defined above. That is to say, it would be action when an enemy does
not possess the capacity to do serious harm (though we may think he would like
to develop such a capacity), or when he does not actively will to do such harm
(though we fear he might someday choose to do so), or when he has not initiated
a series of steps leading to such unjust harm.
In the Augustinian and Natural Law traditions, preventive war was commonly thought to be provoked by fear and the majority of thinkers in these traditions rejected it as unlawful and unjust. Pre-emptive war, on the other hand, was commonly regarded as lawful and just as a species of defensive war, provided the ordinary conditions for just war were satisfied. This may indeed not find a place in modern articulations of just war theory, but perhaps it should. There is a deep traditional foundation for its legitimacy and contemporary conditions that urge us to reconsider it as a genuine example of just war.
NOTES
[1] A
cautionary note: It is tempting to imagine a line of progress running through
the different versions of the tradition, as if later versions simply augment or
correct earlier versions. This may be true in some specifics, but it is also
true that, in other ways, later versions sometimes lack the sophistication of
earlier versions. It might be better to understand the latest versions as bodies
of thought shifted to parallel tracks by changes in political experiences and
dominant philosophical approaches.
[2] Politics, Book VII, chapter 14.
[3]
Cicero’s essay, On the Commonwealth (De respublica), has survived only in
fragmentary form. Other ancient witnesses permit scholars to reconstruct
elements of the missing sections, which include his discussion of lawful war.
See, for example, one such reconstruction in Cicero: On the Commonwealth,
translated and edited by G H Sabine and S B Smith (Indianapolis: Bobbs-Merrill,
1929).
[4]
Herbert A Deane, The Political and Social
Ideas of St Augustine (New York: Columbia University Press, 1963), p 155.
Chapter 5 of this excellent book is devoted to Augustine’s thought on war.
Another helpful resource for the study of Augustine on war is John Langan, SJ,
“The Elements of St Augustine’s Just War Theory,” The Journal of Religious Ethics 12 (1984) 19-38.
[5] A
good, though not unbiased, treatment of the medieval canonical development of
just war theory is Frederick H Russell, The
Just War in the Middle Ages. (Cambridge: Cambridge University Press, 1975).
[6]
Russell, Just War, p 64.
[7]
See Russell, Just War, pp 298-299.
[8]
The treatment of law is found in Summa
theologiae, IaIIae, qq 90-97. The discussion of war is found at Summa theologiae, IIaIIae, q 40. It is
noteworthy that while Aquinas returns to many subjects more than once in his
body of work, he does not turn to these topics anywhere else.
[9]
Much of the critical work done on the topic of international law, within which
the subject of lawful and just wars was addressed, took place in the 16th and
17th centuries, and was brought into its final form in the 18th century. Key
thinkers in this period included both Catholics and Protestants. On the
Catholic side, prominent names include Francisco Vitoria (1485-1546), Francisco
Suarez (1548-1617), and Alphonsus Liguori (1696-1787). On the Protestant side,
Hugo Grotius (1583-1645), Samuel Pufendorf (1632-1694), and Emmerich de Vattel
(1714-1767). Theological differences inclined both groups to develop their
thinking along somewhat different lines but in relation to our subject there is
a great deal of consistency. As a result, I have chosen to treat them as a
unified group because of them common commitment to the concept of natural law
as a foundation for their work.
[10]
For the study of the writers in this tradition, the series of volumes, The Classics of International Law,
produced under the auspices of the Carnegie Endowment for Peace and under the
general editorship of James Brown Scott are indispensable.
[11]
We generally speak of the “just war” tradition and while the writers in this
category also spoke of the justice of wars, it be fairer to say that their
first concern was to establish the lawfulness
of war, rather than its justness.
Lest this seem like a distinction without a difference, we might note that the
justness of a war if concerned primarily with the nature of the cause that
provokes the war, while the lawfulness of a war concerns the entire set of
factors that might make a war morally legitimate.
[12]
Though older, an excellent article examining this tradition is Joachim von
Elbe, “The Evolution of the Concept of the Just War in International Law,” American Journal of International Law 33
(1939) 665-688.
[13]
The circumstances of the First Gulf War of 1991 illustrate this distinction.
Efforts made by the Kuwaitis in August 1990 as the Iraqis invaded were properly
defensive. The attack launched in January 1991 was, according to the
definitions offered by the Natural Law tradition, was offensive since it sought
to recover territory already taken and occupied. The Natural Law theorists, by
the way, did not insist on a temporal limitation as a condition for a just
cause in an offensive war. That is, a just offensive war might be begun months
or years after the aggressive event that provokes it. Thus, French efforts in
1944 to recover territory lost in 1940 fall within this category. Nevertheless,
as these theorists might say, right reason suggests that after a very long
time, seeking to recover lost property would no longer constitute an authentic
just cause.
[14]
Of course, it should go without saying that the simple existence of a prior
wrong does not by itself make war lawful. The Natural Law theorists were quite
clear that the wrong committed must be so serious that war is a proportionate
response, that there was a genuine prospect for success, and that war was
necessary to preserve the common good or to vindicate the rights of the
aggrieved community.
[15]
Francisco Suarez, On the Three
Theological Virtues: Faith, Hope, and Charity (1621), “On Charity,”
disputation XIII, section II, article 1. Gwladys L Williams, et al, trans, Selections from Three Works of Francisco
Suarez, vol 2., p 805. Classics of
International Law #20 (Oxford: Clarendon Press, 1944).
[16]
Gentili was born in Italy but having Protestant sympathies fled to England in
1580, where he became Regius Professor of Law at Oxford.
[17]
Alberico Gentili, Three Books on the Law
of War (1612), book I, chapter 14. John C Rolfe, ed, De iure belli libri tres, vol 2, p 61. Classics of International Law #16 (repr., Buffalo, NY: William S
Hein, 1995).
[18] Op cit, p 66.
[19]
Hugo Grotius, The Rights of War and Peace,
book II, chapter 1. Trans A C Campbell (New York: M Walter Dunne, 1901), p 76.
[20] Op cit, p 77.
[21]
Suarez, op cit, section VI.
[22]
I ask the reader’s indulgence in this section of the paper. I have quite
deliberately not tried to provide citations and specific evidence for the
comments I make here. While I think this might be done effectively, I also
think it would tend to be distracting. Many people who are not professional
philosophers or military officers accept the idea of a just war, even though
they may not be familiar at all with the fine details of just war theory.
Particularly in a democracy, however, their sense of what the theory requires
can powerfully influence the choices of civilian and military leaders. To some
degree, I am trying to capture here the sense that I think people have about a
just war. I am painting with a wide brush and I invite readers to judge for
themselves whether the brush strokes are accurate.
[23]
Two essays that address this question over a thirty-year period are John
Courtney Murray, “Morality and Modern War” (New York: The Council on Religion
and International Affairs, 1959), and J Bryan Hehir, “Just War Theory in a
Post-Cold War World,” The Journal of
Religious Ethics 20 (1992) 237-257.
[24]
Sometimes “defensive” is understood rather broadly to include actions that
“defend” the common good or international peace. Thus even the First Gulf War
of 1991 could be said to be defensive, though in the Natural Law tradition it
would clearly not belong in that category.
[25]
A sign of this is the recent public discussion concerning the interrogation of
detainees and prisoners. Jus in bello
criteria are rarely employed in the discussion, nor are terms defined and facts
explored. Many people express outrage at the very idea of “torture,” though
they are unclear about what constitutes torture and whether anything approximating
torture has been employed. Others insist that we ought to do whatever is
necessary to ensure our security.