An
Analysis and Application of the Moral Equality of Soldiers
Or
Chaplain
Scott Sterling
“Never carpool
in
The email, forwarded to me by a chaplain
friend with whom I served several years ago, carried this subject heading. It seemed innocuous enough, and was typical
of the many jokes and stories that make their way along the Internet
superhighway to my email inbox, only to end up in my email trash bin. It had no message, but included a series of
stunning photographs. The photos
depicted a Taliban/al-Qaeda armored vehicle being targeted by two U.S. Navy
Tomcats in what was described as an effective example of a joint, combined arms
operation between U.S. Army Special Forces and the Navy. Almost simultaneously the vehicle was hit
with laser-guided bombs from the two fighter jets. The photographs clearly show the men in the
vehicle flying in the air from the force of the explosion. Presumably, all were killed.
That’s war. It’s hell, and it’s not pretty, but it’s
war. It’s also not funny. These men were
considered to be enemies of the people of the
This concerns me as an Army
chaplain, but this concern should not be confined only to chaplains. All military professionals need to be asking
whether laughter at the destruction
of the enemy is an appropriate response.
My ultimate concern is that soldiers maintain a certain perspective
regarding the humanity of the enemy
against which they fight; inappropriate humor, among other things, may
negatively skew that perspective. This
is a lot to ask of the young men and women who serve their country. They are expected to overcome strong feelings
of vengeance, fear, and perhaps hatred; and to channel their intense anger in
appropriate ways. Servicemembers are
expected to internally fight against the temptation (assisted, sometimes, by
their military or governmental leaders) to dehumanize the enemy, or even to
demonize him. And all this is expected
of them while they are still fighting a war, while seeing their battle-buddies
fall beside them, while having to take the lives of these very enemy soldiers
that they are being asked to humanize.
We are asking them to love their enemies (to use Christian imagery), but
to kill them if they must.
Essentially, I am asking my soldiers
to maintain the principles of the Just War Tradition – no matter what – and to reject the principles of Military Realism
and Holy War that result in callous attitudes and behavior. The Just War Tradition demands a certain behavior within war, behavior that stems
from attitudes both prior to and
during the war. The Just War Tradition,
as originally developed by Augustine of Hippo, from seeds sown by his mentor
Bishop Ambrose of
Buried within the Just War Tradition
is a relatively obscure concept, which Michael Walzer calls the “Moral Equality
of Soldiers,”[1] and Paul
Christopher refers to as “moral equality among soldiers.”[2] This concept had its origin in the work of
Ambrose, was secularized during the Middle Ages in codes of chivalry, and can
be shown to have had some humanizing effects on soldiers in warfare throughout
the ages. However, it is a neglected and
underdeveloped concept within the greater scheme of the Just War Tradition,
even though it is a crucial piece in the process of forming soldiers with
appropriate moral considerations towards their enemies.
The thought of taking the life of
another person is abhorrent to virtually every human being, and yet that is
precisely our “job” as military professionals when called upon by our
government to do so. As the saying goes,
our job is to “kill people and break things.” How must enemy soldiers be treated, or even
considered, in light of our strong ethos that all human beings have an inherent
dignity by very virtue of their being human
beings? How can our soldiers be
formed so that individual enemy soldiers are not seen merely as enemies in the
abstract, but as flesh and blood human beings, never to be treated as means to
our ends (winning the war), but as ends in themselves? Of course these
questions have become even more complex and difficult to resolve since the terrorist
attack of September 11th. The
first victims of this new war had familiar names and faces; the initial
battlefields were well-known buildings and our own military headquarters – on
our own soil! Our soldiers were sent to
fight an enemy that seeks not just to kill them as soldiers, but also to
threaten and destroy more American civilians in American cities – and abroad –
in order to impose upon them a foreign ideological and religious
worldview. In addition to the war on
terrorism, our service men and women may also be called upon to fight a new war
in
This paper points primarily to these
issues and poses the question: what does the Just War Tradition in general, and
the concept of the Moral Equality of Soldiers in particular, say about the
treatment of individual enemy soldiers – even terrorists or those who employ
weapons of mass destruction; and how might soldiers be instructed and formed so
that their moral lives take into account the moral worth and inherent dignity
of the individual enemy soldier? To put
it another way, how can the character of American service men and women be
developed so that adhering to the principles of the Just War Tradition is not
merely a checklist to be scrutinized, but a lifestyle to be lived out both in
peacetime and war?
Readers of this paper will no doubt be
familiar enough with the criteria and principles of the Just War Tradition so
that it will not be necessary to detail those criteria here. However, it is primarily from two of the
classic criteria within the Tradition that the concept of Moral Equality of
Soldiers is developed, namely, Right
Intention (from the criterion of jus
ad bellum), and Proportionality of
Means (from jus in
John Howard Yoder has helpfully divided
the category of Right Intention in two:[3]
intention in the objective sense, and
intention in the subjective
sense. Objectively, intention refers to
the goal or end of the military enterprise.
Traditionally, the only valid objective intention is the restoration of
peace. Thus, as Thomas Aquinas cited
Augustine (who was citing Aristotle),
We do not seek peace in order to be at
war, but we go to war that we may have peace.
Be peaceful, therefore, in warring, so that you may vanquish those whom
you war against, and bring them to the prosperity of peace.[4]
Wars
waged primarily for reasons of national glory or the weakening or destruction
of enemy regimes have not traditionally been considered to have valid ends
according to the criterion of right intention.
Right Intention in the subjective sense precludes certain
attitudes, such as: hatred, revenge, cruelty, annihilation, or the desire for
power or material gain. “The real evils
in war,“ Augustine wrote in Contra
Faustum, XXII 75, “are love of violence, vengeful cruelty, fierce and
implacable enmity, wild resistance, lust for power, and the like.” War is not “glorious,” and while a nation can
justly celebrate the cessation of hostilities, as well as military victory,
this celebration must not include rejoicing over lives lost or the mass
destruction of the enemy’s land. In
place of such attitudes, right intentions include the restoration of peace for
the nation, dignity for individuals, justice within the system, and a love and
care for the victims of aggression.
The second category that needs to be
considered is that of Proportionality of
Means. This means that, “Causing
gratuitous or otherwise unnecessary harm are to be avoided.”[5] So, damage in war must not exceed the assumed
damage prevented or the offense being avoided.
Also, the damage inflicted must not be disproportionate to the guilt of
the offender. Proportionality of means
also refers to maintaining the dignity of humankind in the conduct of war. This includes such examples as:
·
No unnatural cruelty (e.g., mutilation or
torture)
·
Keeping faith with the enemy
·
Generally no lying (with exceptions for ambush
or subterfuge)
·
No pillage or destruction of property, unless
the enemy might use it
·
No poisoning of wells or rivers
·
No profaning of places of worship or cemeteries
·
Giving quarter; that is, no killing, even in
combat, any enemy who surrenders.
I do not believe there is a servicemember
alive who would not give assent to these propositions, at least not in the
abstract or theoretical realm, i.e., in the classroom, or when addressed by the
chaplain or CNN. The challenge is to
maintain these principles, both of intention and proportionality, not only
while in combat, but also specifically when the enemy has absolutely no
intention of following suit! Moreover,
there are additional challenges inherent in contemporary warfare that further
complicate how soldiers will respond or behave.
For example, the assumption is that the less face-to-face contact our
warriors have with enemy fighters, the easier it might be to dehumanize them.[6]
But an example of the contrary is
demonstrated in a story from the Civil War.
In 1863 a Union Army band marched towards
Earlier in this paper I mentioned the
email I received depicting pictures of a Taliban/al-Qaeda troop carrier being
targeted by American military forces, with the subject heading, “Never carpool
in
Two philosophical perspectives on war and
peace that may serve to erode the moral foundation required in our
servicemembers are Realism and Holy War. Realism, which is the true nemesis of the
Just War Tradition, simply affirms that moral categories of right and wrong do
not ultimately matter when talking about war.
Jean Bethke Elshtain affirms this jarring statement when she writes,
Realism’s bracing promise is to spring
politics free from the constraints of moral judgment and limitation, thereby
assuring is autonomy as historic force and discursive subject matter, and to
offer a picture of the world of people and states as they really are rather
than as we might yearn for them to be.[8]
And again,
There are those
who argue that our moral squeamishness must be laid to rest in times of war;
the image of the starving child put out of sight and out of mind. This is
cruel, yes, they say, but we live in a cruel and dangerous world and we must
think in terms of the Big Picture, the system of sovereign states and a balance
of forces.[9]
James Turner
Johnson clarifies this idea even further when he says, “For realists moral
concerns are understood as expressions of idealism that have no place in the
nation’s policy or actions unless they have been transmuted into the metal of
national interest.”[10] National
interest is the key phrase, in whatever ways the legitimate authorities in
a nation may define it. In other words,
what ends up being considered a justification for war is that which is
ultimately worth fighting for in the
national interest. As Michael Walzer
describes the concept:
War lies beyond
(or beneath) moral judgment. War is a
world apart, where life itself is at stake, where human nature is reduced to
its elemental forms, where self-interest and necessity prevail. Here men and women do what they must to save
themselves and their communities, and morality and law have no place. Inter
arma silent leges: In time of war the law is silent.[11]
Realism embraces the phrase “All’s
fair in love and war,” which implicitly means, “Anything goes.” This implies, as Walzer continues, “any kind
of deceit in love, any kind of violence in war.
We can neither praise nor blame; there is nothing to say.”[12] The ramifications of this type of Realism are
both descriptive and apologetic.
Military leaders may ultimately deploy any weapon system, and soldiers
may ultimately do whatever is necessary to accomplish the mission and defeat
the enemy; that’s the reality, that’s war.
Dr.
There are numerous reasons why
Realism must be rejected in favor of an understanding of a “Just War Tradition with teeth”[14],
which includes the concept of the Moral Equality of Soldiers. Realism, as described above, essentially
obliterates most if not all of the criteria necessary for a war to be
considered just. In fact, a careful
reading of Augustine reveals his own fears of just war principles being tossed
out in favor of a Realist perspective.
“If we read Augustine truly,” Jean Elshtain writes, “we come to
recognize that the heart of his teaching on war is that war and strife, however
just the cause, stir up temptations to ravish and devour, often in order to
ensure peace.” She goes on to explain
his teaching that “if we give ourselves over to our fears, we may find
ourselves justifying all manner of nastiness in the name of law and order, in
the name of peace.”[15] For the purposes of this paper it is
especially important to note its deviance from the concept of the dignity of
the individual enemy fighter, found in the criteria of right intention and
proportionality of means. In other
words, because moral categories ultimately do not matter in the Realist
perspective, the individual enemy fighter becomes somewhat irrelevant. If war is fought without regard for right or
wrong, but only to win, then to
consider the enemy soldier as a human being of dignity and worth is
senseless. The enemy soldier is to defeat, not care about; he is not one
with whom to hope for ultimate reconciliation.
If he surrenders we may talk about our future together; otherwise he
forfeits the opportunity for such hope.
Therefore, the Realist position cannot ultimately be an option for the
Just Warrior who is committed to seeing his enemy as an end unto himself, and
not merely a means to the end of winning the war.
The other perspective that leads us
to disregard the worth and dignity of the individual human life of the enemy is
the Holy War or Crusade. The Crusade has a
religious foundation as it refers initially to the campaigns undertaken by
Christians to liberate the Holy Land from “infidels” during the Middle Ages,
although other examples abound. Besides
Crusades being wars of religion, however, Holy Wars are also fought to maintain
other ideals. In fact, in Holy War
thinking ideals ultimately trump
every other consideration, including the consideration and treatment of individual
enemy soldiers. Fighting for “our way of
life,” or for “what our nation stands for,” are nebulous ideals that, as far as
the criteria of Just Cause or Right Intention are concerned, may not ultimately
be justifiable reasons to wage war, unless physical security is threatened as
well. The threat of having our way of
life, as the status quo, forcibly removed from our nation, an ally, or a third
party may indeed end up being justifiable grounds for war. But if wars have to be fought at all, then according
to the Just War Tradition extreme care must be taken to ensure that the cause
is just and the intention is right. This
means, at the very least, that war is a response to aggression or the imminent
threat thereof, is undertaken for the defense or protection of our own citizens
or the citizens of our allies, or to correct or prevent injustice to a third
party. Like Realism, the Holy War or
Crusade threatens to make the individual enemy soldier irrelevant as a human
being who was created in the image of God, and who is worthy of our
consideration of his inherent dignity and worth.
Soldiers have a long history of
appreciating the courage and valor of their enemy counterparts. Sometimes, soldiers merely acknowledge the
fact that nobody on either side really wants to be on the battlefield; they’d
all rather be home with their families.
There is, Paul Christopher tells us, a “professional military ethic,” or
a “Warrior ethos,”[16]
that stems from sharing certain values common to the profession of arms. Soldiers value courage, honor, loyalty and
obedience, and when they see these characteristics in enemy soldiers, they are
no longer just enemies in the abstract; they are human beings, “poor sods like
me.”[17] Stories are told of soldiers feeling compassion
as they listen to the cries of wounded enemy soldiers screaming for their loved
ones, or when coming upon the dead bodies of the enemy soldiers they have just
killed and finding the soldiers clutching pictures of their wives and children. The stark realization sets in that these men
really are, in many ways, “just like me.” These are not the criminals who started the
war; these are the unfortunate souls who have been sent to fight the war just
as I have.
This is the fundamental concept of
the Moral Equality of Soldiers. That is,
the soldier is not responsible for the declaration of war (jus ad bellum); but the soldier does have some responsibility for
how enemy soldiers (and non-combatants) are considered and treated within war (jus in bello). Ambrose provides the seeds of this concept of
the Moral Equality of Soldiers in his Duties
of the Clergy. In this work, Ambrose
lifts up King David as a military leader, who showed virtue in carrying out his
duties as king,
When he showed
that he loved valor even in an enemy. He
had also thought that justice should be shown to those who had borne arms
against himself the same as to his own men.
Again, he admired Abner, the bravest champion of the opposing side,
whilst he was their leader and was yet waging war. Nor did he despise him when suing for peace,
but honored him by a banquet. When
killed by treachery, he mourned and wept for him.[18]
In other words,
“David accepts Abner as a moral equal because of the way he fights in war –
independent of the rightness or wrongness of the war itself.”[19] Augustine continues in this stream of
thought as he asserts that soldiers who kill out of hatred for the enemy or a
lust for violence are answerable to God for these “inner dispositions.”[20]
The warrior ethos or the
professional military ethic described above can be powerful. Soldiers can well be motivated by strong
feelings of mutual humanity with their enemy.
Codified international laws and conventions may also be enough to
convince soldiers to act appropriately in times of war. Most soldiers, like most people in general,
want to “do the right thing,” and this desire can act as a deterrent against
unlawful behavior in most cases. But it
may not ultimately be able to motivate soldiers in their attitudes and
behaviors beyond a certain point.
Certain experiences of warfare may be so horrendous as to serve to
eliminate any feelings of mutuality among opposing soldiers. As the enemy disregards law and convention to
perpetrate horrible acts upon fellow soldiers or civilians, it is difficult to
not slip into the “anything goes” attitude of Realism to defeat him. When U.S. Army units liberated the Nazi
concentration camp of Dachau, for example, the revulsion experienced by some U.S.
soldiers was so intense that they lined up Nazi guards along the fence and
executed them.[21] The horrors that the Nazis had committed went
beyond “normal” or acceptable rules of warfare to such an extreme that they, in
effect, forfeited membership in the Brotherhood of Arms. It is not hard to imagine how American
soldiers who (finally) capture Osama bin Laden might react out of a similar
sense of outrage, not because the soldiers are immoral, necessarily, but because
bin Laden is not part of the “fraternity of soldiers,” and thus deserving of
honor; and because of the type of horror the al-Qaeda terrorist network
unleashed upon American shores. Indeed,
bin laden may not be considered “human” enough towards which to express any
feelings of humanity. The issues become
even more complex when the laws of warfare that actually define “soldiers” are
examined.
Although the earliest theological
foundations are to be found in the writings of Ambrose and Augustine, Michael
Walzer traces the notion of mutual respect and honor among soldiers – a
“warrior ethos” – back to a code of chivalry that developed in the latter
Middle Ages and was revived during the Enlightenment. He explains that a chivalric code was
designed for and adhered to by aristocratic warriors. These aristocrats, unlike soldiers in
contemporary warfare, freely chose to fight and were not coerced by the
leadership of any nation-state to engage in battle. The codes of chivalry separated knights from
others who bore arms, such as bandits or peasant soldiers. However, post-Augustine, and prior to the
development of this code of chivalry, several factors contributed to the
secularization and dilution of just war principles, which in turn impacted the
actual manifestations of the principles of the Moral Equality of Soldiers.
For example, Roland Bainton points
out that the chaos of the Middle Ages resulted in both “pacifism in recession”
and the just war “violated in practice and strained in theory.”[22] The principles of just war, while gaining
potential within the emerging city-states and nation-states were difficult to
implement because of the nascent political units governed by local
princes. Add to this situation the
subsequent religious crusades and the increasing power of the secular state,
and the voices of Ambrose and Augustine preaching principles of restraint and
regard for the enemy become faint against the background noise of the age.
Ultimately, the secularized
principles of chivalry were codified in international law and military
codes. The men and women of the Armed
Forces are expected to maintain codes of respect for enemy soldiers, which are
spelled out in service manuals that cover rules of warfare.[23] It is interesting to note that pilots in WW1
considered themselves, and were considered by others to be, “airborne
knights.” Compared to the “serfs” on
the ground, these aristocratic warriors fought in accordance with a strict code
of conduct. But even on the ground, in
the trenches, there was evidence of the recognition of the humanity of the
opponents. In a poignant scene on
Christmas Day 1914, “German and French troops came together, drank and sang
together, in the no-man’s land between their lines.”[24]
What these common bonds and this
mutual recognition of certain codes and rules mean is that soldiers are
expected to maintain a certain conduct within warfare, no matter how hellacious
the war. “We draw a line,” Walzer
explains, “between the war itself, for which soldiers are not responsible, and
the conduct of the war, for which they are responsible.”[25] He further describes the soldier’s feelings
about his enemy:
They can try to
kill me, and I can try to kill them. But
it is wrong to cut the throats of their wounded or to shoot them down when they
are trying to surrender. These judgments
are clear enough…and they suggest that war is still, somehow, a rule-governed
activity…a moral world, therefore, in the midst of hell.[26]
Thus, there are
stories and anecdotes from the Civil War, the two World Wars, Viet Nam, and the
Gulf War that describe how soldiers take care of dead and wounded enemy
soldiers, how they are emotionally touched when recognizing the “normalcy” of
the lives of their enemies, or how commanders experience camaraderie with enemy
officers.
The concepts of chivalry and codes
of honor and respect among soldiers exist in military field manuals and history
books, and as noted above in certain actual cases, but too often the reality is
quite different from the expectation.
Codes of conduct, whether codified in official publications or merely
informal, may not successfully motivate soldiers to behave correctly. This is especially true in the heat of battle
or in the fog of war. Consumed with
fear, and perhaps with anger because of the losses of war, and with one’s life
at stake, it is perhaps unrealistic to expect soldiers to conduct themselves
appropriately merely based on the existence of abstractions such as codes, or
even manuals. One can recall many
instances of brutality and injustice committed by soldiers of virtually every
army against soldiers of opposing armies, or worse, against
non-combatants. In the absence of
soldiers formed according to the principles regarding the moral equality of
enemies, one can see how such atrocities as the My Lai massacre might occur.
It would surely
be a radical departure from contemporary Realism if we were to hearken back to
Augustine to restore some of the roots
of the Just War Tradition (as the word radical
implies). To do so might enable us to
proclaim what Yoder calls a just war tradition “with teeth.” Again, this refers to a lifestyle and
character embodying the moral principles of just war, not just defaulting to a
checklist to make sure we’re covering all the bases. For America to maintain the “moral high
ground” in the midst of international crises and operations such a lifestyle
must be promoted and inculcated in America’s political leaders and
servicemembers.
A key to
Augustine’s formulation surely sounds radical and unfamiliar to our 21st
Century secular ears, and that is the concept of loving one’s enemies. In an epistle written in 390, Of True Religion, Augustine pens one
powerful, albeit enigmatic, principle of loving one’s enemies: We want our
enemies to have the same blessings we desire, and to avoid the same curses we
wish to avoid. He describes this as part
of the “rule of love.” He admonishes his
Christian readers to show this benevolence towards everyone, and then clearly defines everyone as including our enemies:
“Let us then love even our enemies as we are commanded, if we wish to be
truly unconquered.”[27] Kant echoes this principle in the Grounding for the Metaphysics of Morals,
in which he taught that if others are moral equals to us, we must try to
further their ends, as well as our
own. In other words, to love our enemies
is to try to have them succeed at their goals.
This idea is
obviously problematic at several levels.
For example, the soldier has the obligation to stop the enemy from succeeding at their immediate goals, which may
indeed be the destruction of the soldier’s own people, not to facilitate their
success. Moreover, the question must be
considered as to whether it is even possible for opponents in warfare to both succeed at their respective
goals. This problem can be solved
somewhat if we go beyond the immediately declared goals of an army and consider
the ultimate goal of any people, viz.,
peace and security. Augustine reminds
us, in his Letter to Boniface, that
although peace is what we want, war is sometimes the necessity for bringing peace. He admonishes, therefore, that Christians be
“Peacemakers, even in war, so that by conquering them [the enemies] you bring
the benefit of peace even to those you defeat.”[28]
One need not
subscribe to Augustine’s Christian faith to appreciate and apply the truth that
he proclaims. When our intention in waging war is to
reestablish peace, we are declaring that we wish our enemies to ultimately
enjoy the blessings of a nation free from war and the devastation war
brings. We are wishing for our enemies
that they would enjoy their families, their livelihoods, the expressions of
their culture and religion – free from fear, hunger, or privation. When we love our enemies, we do not wish the
total annihilation or humiliation of their nation, but their ability to
reestablish and live productive and fruitful lives. In other words, we wish for them what we wish
for ourselves! Due to the circumstances
leading up to war, it may have to be waged in order to ensure these ultimate
blessings of peace; but the actual waging of the war does not have to preclude
maintaining and even demonstrating such a love for the enemy.
A powerful
example of intentionally showing love to one’s enemy comes from the Gulf War,
during which approximately 80 soldiers from the 24th Infantry
Division found themselves with the task of guarding some 350 enemy detainees
after a lethal firefight at the beginning of the ground war. The U.S. troops had entered the fight with
but three days of food and water supplies, and the main supply route had not
yet been opened to replenish their supplies.
The Iraqi soldiers were worn, battered, and hungry – with no food
supplies whatsoever. Among the American
soldiers was a noncommissioned officer who saw the plight of the hungry Iraqi
prisoners as an opportunity to “bless” his enemy. Going through the camp, he convinced his
fellow soldiers to donate some of their own food and water supplies to feed the
prisoners. Some balked at first (after
all, these very men were shooting to kill them a few hours ago!), but most
complied, and all the soldiers – American and Iraqi alike – shared in whatever
meager nourishment was available. The
Iraqi prisoners were grateful, and became very cooperative with their American
captors.[29]
From a purely
military mindset, there may be a conflict between accomplishing a military
mission by defeating an enemy and expressing compassion towards the enemy. Such compassion might yield a military
advantage and put a commander’s own troops at risk. It may also serve to prolong the war, or even
lead to losing it. A. J. Coates
describes General Norman Schwartzkopf’s attitude during the Gulf War: “While expressing sympathy for the plight of
fellow soldiers, [he] saw the welfare of the Iraqi troops as the concern and
responsibility of the Iraqi leadership.
It was for Saddam Hussein, not Schwartzkopf himself, to spare their suffering.”[30] However, Coates goes on to remind us, “What
lies behind the criterion of proportionality is a basic respect for life…it demands
that they [commanders] should not inflict undue and unnecessary suffering on an
adversary. Compassion is a military as well as a civilian virtue.”[31] Again, an appeal to a respect for the
individual soldiers, enemy or friendly, is foundational to virtually all laws
of war, with or without theological considerations. Ambrose declared, “Fidelity, loyalty and
respect for the enemy’s rights must be maintained in wartime.”[32] Similarly, Anthony Hartle stated in an essay
in The Parameters of Military Ethics
that the laws of war are based on two humanitarian principles:
1.
Individual persons deserve respect as persons,
using the term person to refer to self-conscious, autonomous rights-bearing
individuals; and
2.
Human suffering ought to be minimized.[33]
This is so
clear and obvious, and yet so often ignored.
Therefore, soldiers must be instructed in these basic moral principles,
and exposed to actual examples of how these principles can be carried out. One such example tells the story of Chaplain
Leroy Ness, an Army chaplain serving in Viet Nam. Chaplain Ness described a significant
experience regarding the treatment in death of some enemy soldiers:
In my first
action there were some Vietnamese enemy killed.
We were back on a firebase with bodies.
I said to the battalion commander, “Before these bodies are hauled out
of here, before the slick [helicopter] comes in to take them away for whatever
intelligence purpose they have, I would like very much to have a memorial
service for these two dead enemy soldiers.”
At first that was very controversial.
But it changed entirely the behavior of the attitude toward enemy
dead. It was very important that respect
be shown. To the division commander I
said this about the enemy dead: “All of
you know that someplace there are families and mothers that also grieve. It’s important to remind soldiers that these
soldiers had mothers, wives, and sweethearts who grieve and whose hopes had
been dashed. We pray for the enemy. All of us must learn to love the enemy. As a Chaplain or as a pastor in the military
or in a civilian context, I cannot abide trying to make myself believe, or the
people whom I serve, believe that my enemies are the enemies of God.” This position got me into a little
trouble. But it set a new tone for how
we behave with prisoners and how we treated the dead.”[34]
A consequence of maintaining respect
for the individual as a human being, and not as an evil entity, is the
possibility of bringing an enemy to account for his actions. We show no respect for the human dignity of
our enemy if our goal is to kill him like a rabid dog in the street. We demonstrate love and respect for our enemy
when there is accountability for wrongs done, and a desire for restoration. “We respect an evildoer by calling her evil,”
Miroslav Volf wrote, “because we are treating her as a responsible being.”[35]
Terrorism obviously continues to be
a very real threat, especially to our physical security. However, and this is not to minimize the
physical threat, there is also a spiritual threat that we face when we discuss
a response to terrorist activity. The
threat is that we will adopt an attitude of “all’s fair” in the war against
terrorism. “Such an attitude,” warns
James Turner Johnson, “is in fact a mirror image of Osama bin Laden’s
declaration…that all Americans are equally worthy to be targeted in his
putative holy war against the U.S. A
judgment that ‘anything goes’ in dealing with him and other terrorists would
equally violate our society’s own normative traditions.”[36] Johnson continues, “People fighting in war
have a more fundamental duty to approach war with a mind-set that keeps them
from engaging in cruelty so long as the conflict lasts and helps them to look
forward to living peacefully within a peaceful community when the fighting is
ended.”[37] This squares with Augustine, who wrote in his
Letter to Boniface, “Therefore, even
in waging war, cherish the spirit of a peacemaker, that by conquering those
whom you attack, you may lead them back to the advantages of peace; for our
Lord says: ‘Blessed are the peacemakers; for they shall be called the children
of God.’”[38]
Johnson is perhaps correct in
describing contemporary reaction to these words of Augustine as an oxymoron:
peace can have nothing to do with war.[39] Augustine, though, reminds us of what is
really “evil” about war:
It is not the
deaths of some who would soon die anyway.
The desire for harming, the cruelty of avenging, an unruly and
implacable animosity, the rage of rebellion, the lust of domination and the
like – these are the things that are to be blamed in war.[40]
We are
returned, then, to the notion of the right
intention of soldiers in war, and not just the violence of war itself, as
the determinant of whether a war is evil.
Right intentions include the intentions of “defense, restoring goods and
values wrongly taken away, punishing the evildoers, and thus restoring justice,
order, and peace to life in society.”[41]
Working against this spiritual
threat is more difficult still for the soldier who is given the responsibility
of actually fighting terrorists. It is
relatively easy to speak of maintaining just war principles while in a
classroom or a cubicle, or on the op-ed pages of the local paper. The soldier not only must maintain our
society’s traditions of fighting a just war, but also must do so while perhaps literally face-to-face with an enemy,
one who has participated in an evil assault against fellow Americans or other
civilians or institutions, one who has just killed his brothers-in-arms. What resources – psychological, spiritual, or
otherwise – does the soldier have to combat these natural feelings of hatred
and revenge?
We train our
American soldiers to follow orders and abide by the rule of law as found in
military policies and manuals, as well as international law. It is a violation of the Uniform Code of
Military Justice for an American soldier to violate the Geneva Convention in
any way. The United States Army is
values-based and rule-based. War is so horrible for soldiers and civilians
alike that rules must exist in order to limit the horrors. The rules serve to restrain war not only
strategically, but also personally, as individual soldiers commit themselves to
obeying orders and following the law.
Michael Walzer perceptively notes, “The rules of war, alien as they
often are to our sense of what is best, are made obligatory by the general
consent of mankind.”[42] Thus, we continue to hold our soldiers to
certain standards, even though they fight unwillingly; but when these soldiers
find their opponents fighting without
standards, when the enemy has been designated as “evil,” it potentially becomes
harder to motivate them to maintain the rules.
Evil is a moral label that has been ascribed
to the acts and actors of terror. The
acts of the September 11 terrorists have been called evil, and that is no doubt
an appropriate designation. By
extension, those who perpetrated the evil act are also considered to be
evil. This designation may become
problematic, however, even if intuitively we consider evil acts to be
accomplished by evil people. How else
does one describe the explicit desire to murder thousands of civilians as they
go about their daily business? No social,
religious, or political explanation can justify the motivation to commit such
mayhem. The acts are evil, and it would
appear that the agents of terror, are themselves evil.
However, the
designation evil may become
problematic for soldiers obligated to maintain the principles of just war when
it becomes acceptable to use means to eradicate this evil that are unacceptable
under the traditional principles. This
becomes an even more pronounced challenge when the term evil is used in a
quasi-religious sense, and a crusade-like call is put forth to eliminate all
evil in our world. Again, crusade or
holy war ideology permits normally unacceptable uses of force to eradicate the
threat because it is a war “for God,” or for values that have been given
quasi-idolatrous standing in our society.
The Just Warrior rejects such idolatry, and continues to wage war
honorably.[43]
Living the
lifestyle of the just warrior (which includes a consideration of the moral
equality of soldiers) goes above and beyond a superficial examination of the
criteria of the Just War Tradition to determine whether an action or a war is
“just,” or the rules and laws we have just discussed. One does not merely refer to the tenets of
the Tradition in the same way as one abides by the Rules of Engagement in a
particular military operation. Indeed,
the soldier on the ground (enlisted, NCO, or officer) is in no position to
understand, let alone challenge, the causes and intentions proposed by an
administration prior to going to war.
Moreover, most soldiers (enlisted, NCO, and officer) engage in warfare
according to Rules of Engagement and tactics determined by others, and thus
many issues of proportionality and discrimination are out of their hands.
That being
said, however, soldiers are still expected to abide by the principles of the
just warrior, regardless of who sent them into battle, why the battle is being
waged, or whether the enemy is playing by the same rules. This, I believe is only possible as soldiers
are formed and disciplined to embody the lifestyle of the just warrior. The lifestyle of the just warrior is a life
that demonstrates the virtues of:
·
Humility
·
Integrity
·
Honor
·
Prudence
·
Justice
·
Moral courage
And the values
of:
·
Respect for life
·
Acceptance of the inherent dignity of all human
beings
·
Humanitarian concern
·
Presumption against violence
An MP at Guantanamo
Bay, guarding al-Qaeda and Taliban detainees, recalled to a radio journalist
his experience with listening to the inmates talking about their wives, and
about going home soon to their families.
This allowed the American soldiers to consciously consider and treat
their enemy with respect as human beings possessing inherent dignity and living
“normal” life activities outside of the war they are waging.[44] In another broadcast from Guantanamo, a JAG
officer responded to a reporter’s question about his feelings towards the
inmates in this way: “Do I think they’re people? Yes. I
think anybody, any person, whether they’ve done something wrong or not, they’re
people.”[45] The questions before us are concerned with
how to form soldiers to embody such principles, and how soldiers may be
equipped to maintain the principles in the heat of war; in other words, again,
how soldiers live the lifestyle of the
just warrior.
Just warriors
are formed within military communities committed to the principles of just war,
as well as to the values specific to each branch of the service. These military communities are dedicated to
the process of inculcating the character necessary to embody these principles
and values. From day one of basic
training, ROTC, OCS, and the Military Academies, and in consistent and
redundant training throughout a service person’s career, the virtues and values
detailed above will be taught, stressed, modeled, and expected to be embraced –
and lived out. Service members are
pointed to those virtues that are most reasonable to practice in order for them
to become as effective as they can possibly be, which in turn leads to their
“flourishing” in their role as members of the military. The message is
consistently proclaimed that the effective, fulfilled and well-functioning
soldier, marine, sailor, or airman is the one who naturally reflects the life
of the just warrior. It is good – for our nation, our world, and
for the individual soldier – to abide by these principles and live according to
these values.
An example of
the positive effects on the treatment of the enemy from institutionally
instilling positive principles comes from an Israeli mother of two sons in the
Israeli Defense forces. Pnina Isseroff,
a composer, was struck at military ceremonies by the music that was
played.
Almost all the
songs played while the soldiers march are songs about peace. About the end of war. About how glorious it will be when we can
take off our uniforms and live in peace.
About flowers in the barrels of our guns. About using destroyers to transport
oranges. About the dove with the olive
branch.
She also describes what she sees as
some of the consequences of such a philosophy of military music:
We know of the
reservist guys who took up a collection from their own pockets and gave a
Palestinian family 2000 shekels to repair the hole they had to break in the
wall of their house when looking for terrorists. We know the guys who rolled up the carpets
and washed the floor of the house they had to occupy, so they could return it
in good condition to its owners. We know
the soldiers who volunteered to give blood to help the Arab civilians that were
wounded during a battle…Boys in the army are constantly lectured on “The Purity
of Arms,” and how a soldier must be a moral person. This is a long tradition…This is why the
Israeli army is what it is. [46]
Obviously, this
process takes time – perhaps after a few generations of training – before the
principles are inculcated by just
warriors to potential just warriors.[47] But it is a process well worth undertaking
with much calculation and seriousness in order to enable our soldiers to live
up to the high moral code we are demanding.
This is the code of the one who understands and embraces the Moral
Equality of Soldiers, the one who lives the lifestyle of the just warrior.
NOTES
[1]Michael Walzer, Just and Unjust Wars: A Moral Argument with
Historical Illustrations, (New York: Basic Books, 1997), 34.
[2]Paul Christopher, The Ethics of War and Peace, (Upper Saddle, NJ: Prentice Hall, 1999), 25.
[3] John Howard Yoder, When War is Unjust: Being Honest in Just-War
Thinking, (Maryknoll, NY: Orbis Books, 1996), 152-153.
[4] Aquinas, Summa
Theologica, II/II, Of War, Q.40, A.1.
[5] James Turner Johnson, Morality and Contemporary Warfare, (New
Haven, CT: Yale University Press, 1999), 28.
[6] Lieutenant Colonel
(Ret) Dave Grossman addresses these issues in his book On Killing, (New York: Little Brown & Company, 1995). For example, he quotes Ben Shalit, from The Psychology of Conflict and Combat:
“Increasing the distance between the [combatants] – whether by emphasizing
their differences or by increasing the chain of responsibility between the
aggressor and his victim allows for an increase in the degree of aggression.”
(156)
[7] Andrew Curry,
“Whistling Dixie.” U.S. News and World
Report, July 15, 2002.
[8] Richard B. Miller, ed.,
War in the 20th Century:
Sources in Theological Ethics, (Louisville, KY: Westminster Press, 1992),
396.
[9] Jean Bethke Elshtain, et.
al., But Was it Just? Reflections on the
Morality of the Persian Gulf War, (New York: Doubleday, 1992), 45-46.
[10] Johnson, Morality and Contemporary Warfare, 19.
[11] Walzer, Just and Unjust Wars, 3.
[12] Ibid., 89.
[13] Martin L. Cook, Ethical Issues in Counterterrorism Warfare, Ethics
Updates Website, http://ethics.acusd.edu,
September 2001.
[14] John Howard Yoder, “How
Many Ways Are There to Think Morally About War?” Journal of Law and Religion 11, no. 1, (1994-95): 83-107.
[15] Jean Bethke Elshtain,
“Why Augustine? Why Now? Theology Today 55 (April 1998): 5-14.
[16] Christopher, The Ethics of War and Peace, 118.
[17] Walzer, Just and Unjust Wars, 36.
[18] Ambrose, Duties
of the Clergy, Bk. II, VII, 33.
[19] Christopher, The Ethics of War and Peace, 25.
[20] Ibid., 41. Christopher does not cite Augustine’s
reference in using this phrase.
[21] Gerald Parshall,
“Freeing the Survivors,” U.S. News and
World Report, April 2, 1995, 50-65.
Interestingly, other American soldiers found this behavior quite
objectionable. Hank Mills of the 45th
Division told a buddy, “We came over here to stop this bullshit, and here we’ve
got somebody doing the same thing.”
[22] Roland Bainton, Christian Attitudes Toward War and Peace: A
Historical Survey and Critical Re-evaluation, (Nashville: Abingdon, 1960),
102.
[23] Army Field Manual
27-10, The Law of Land Warfare, Department
of the Army, (U.S. Government Printing Office, 1956), para. 3, 3; Air Force
Publication 110-31, International Law –
the Conduct of Armed Conflict and Air Operations, United States Air Force
(U.S. Government Printing Office, 1976), chap. 1, p. 6 (1-6).
[24] See Walzer, Just and Unjust Wars, 36, for these and
other examples.
[25] Ibid., 38.
[26] Ibid., 36.
[27] J.H.S. Burleigh, Augustine: Earlier Writings, (Philadelphia:
Westminster Press, 1953), 270.
[28] E.M. Atkins and R.J.
Dodaro, Augustine: Political Writings, (Cambridge:
Cambridge University Press, 2001), 217.
[29] From a conversation
with one of the soldiers on the scene, while he was a student at the United
States Army Chaplain Center and School, Ft. Jackson, South Carolina.
[30] A.J. Coates, The Ethics of War, (New York: Manchester
University Press, 1997), 221.
[31] Ibid., 227. Italics mine.
[32] Frederick H. Russell, The Just War in the Middle Ages, (Cambridge:
Cambridge University Press, 1975), 15
[33] Lloyd Matthews and Dale Brown, eds., The Parameters of Military Ethics, (McLean,
VA: Pergamom-Brassey International Defense Publishers, Inc., 1989), 138.
[34] Gaylord T. Gunhus, in
the monthly newsletter from the Office of the
Army Chief of Chaplains, March 2002, (accessed from a website restricted
to registered users).
[35] Miroslav Volf, “Evil
and Evildoers,” Christian Century, November
14, 2001, 30.
[36] James Turner Johnson,
“In Response to Terror,” First Things, February
1999, 11-13. Hew as writing in reference
to the terrorist bombings of the American embassies in Kenya and Tanzania.
[37] Johnson, Morality and Contemporary Warfare, 212.
[38] In Albert Marrin, ed., War and the Christian Conscience: From
Augustine to Martin Luther King, Jr., (Chicago: Henry Regnery Company,
1971), 67.
[39] Johnson, Morality and Contemporary Warfare, 211.
[40] Ibid., quoting
Augustine, Contra Faustum, 22.74.
[41] Ibid., 212.
[42] Walzer, Just and Unjust Wars, 47.
[43] But I would also
maintain that the designation evil might legitimately be used in describing
terrorism and terrorists when the humanity of the terrorist is not rejected or
conveniently forgotten.
[44] The World, radio broadcast, PRI, August 16 2002.
[45] The World, radio broadcast, PRI,
[46] Pnina Isseroff, “Choose
Your Music,” http://www.aish.com., November
2002.
[47] The community at large,
including schools, religious institutions, government, media, etc., should also
internalize and embody the principles of just war for this to be most
effective, but the military can still instill its own values apart from the
larger community – as it already does!